The Leaders of Awakening

"There are five spiritual faculties that, when maintained and developed, merge in the Deathless, reach to the Deathless and end in the Deathless.
What five? They are the faculties of faith, energy, mindfulness, concentration and wisdom."

Samyutta Nikaya 48, 57

 


In the teaching of the Buddha the emphasis is on the cultivation of good states. There’s nothing so surprising about that, but we may still miss a vital point: we can conceive that the practice is about getting rid of bad states when the cultivation of good states is more fundamental. One should refrain from picking up or acting on unwholesome states of mind, fully cultivate the good and thus purify the mind by dispelling residual bad habits. It's important to acknowledge that the Buddha’s teaching is based on the human capacity to refrain from what is harmful and to cultivate that is good: on Original Purity rather than Original Sinfulness. It’s only through reference to that fundamental goodness (which we get drawn away from through ignorance) that one can cultivate the good and clean out the bad. We can’t clear out negative pyschological or emotional habits through feeling negative about ourselves; that doesn’t provide the will or capacity to dispel bad mental habits. A more positive influence is required. And for that, there has to be the presence of goodness, to give confidence and positive energy in relating to what is negative.

For example one should consider that spite or pride is unworthy of oneself rather than an honest appraisal of ‘how I really am.’ Otherwise, there is no dispelling of darkness from the mind; when one comes across it, one just obsesses with it, worries, punishes oneself or tries to distract or deny. These reactions are also negative, even depressing, so their overall effect is to increase the weight of negativity. Then negativity can saturate the body, and people even become physically ill with things like doubt, depression, worry or guilt. The subtle body energy is affected by negative mind states; it dwindles and the aspiration that should carry us along goes flat.

We inherit a certain amount of bad resultant kamma from negligence and not knowing. We have probably blundered through life not being that clear, and so bashed into things and got bruised and knocked around. Then, on becoming a little more conscious in the present, we begin to experience the dents and the afflictions of the heart (citta). This is what we inherit, the vipaka. So what can we use to push the dents out of the heart? What will repair its wounds? In Buddhism, the emphasis is to create good kamma in the present moment; to do good. That engenders the strength to repair the damage, the wounds, or the afflictions from the past. That encouragement requires an act of faith: faith that the state we are in now may be afflicted and negative but we can still bring around a goodness that will increase. Of the images that the Buddha used, one of the most attractive and memorable is of a trickle of water running down a hill; how that trickles and goes over the crags and drops down the gully – and gradually other streams flow into it. That image presents something that was first of all just an insignificant little trickle, then it gradually accumulates, and as it accumulates it cuts deeper, and as it cuts deeper it attracts more water to it. Just as a big river will attract other streams to it, goodness gets fuller and bigger until nothing is going to stop it. It gets so big it sweeps down to the sea; and there it can empty itself completely.

So simply from any humble beginning, good states tend to attract other good states to them. And they wear down the mass of ignorance, and the mass of doubt, or guilt, or shame, or fear, that afflict and constrict the heart. But if we try and shift all the stuff without having even a little trickle of water, then we just feel frustrated, and that tends to increase it.

Meditation itself is a skilful mental kamma. It entails the mental activities of focussing, of refining and investigating, and of gladdening and uplifting. It enables us to see through the mass of confusion to the primary purity of the citta. Exactly how, when and where you meditate, is really dependent on whether it increases these skilful states. Now if your meditation causes bad states to increase so that you get more obsessive and more spaced-out or lost, then this is not right meditation. Meditation is not just about sitting, it’s whether the mind can be skilful. And if at any time one can’t cultivate goodness through introspective sitting this doesn’t mean that there’s no hope; it means that you should practise other skilful kamma. So there’s always some possibility. There is always some act of generosity that you can do, some act of calming, some act of service; and the result of that will be that it will increase the sense of confidence and trust in oneself. Knowing that there is something one can do for others’ well-being diminishes the sense of isolation and self-importance; it tends to open rather than constrict the mind’s perspectives.

Understanding this truth of kamma can give rise to a strong sense of saddha or confidence. This faith is paramount because then such issues as ‘how long’ or ‘when will I get enlightened?’ are swept away: you know there is only one thing you can do – which is to continue to cultivate. It doesn’t matter if it’s going to take you one year, ten years, a life-time, ten life-times. Such ideas aren’t anything you can use skilfully, they’re purely indirect notions. They do not in themselves foster good states, they tend to foster either arrogance, or impatience, or doubt, or worry.

When we consider good states and their cultivation, the kindling, arousing, and gladdening of the mind into brightness, there are many good opportunities. We can cultivate kindness, patience, clarity, generosity, renunciation, faith, concentration, mindfulness... and so on. You may think, ‘What should I cultivate? Which one should I cultivate first? Which is the priority?’

The Buddha would say: ‘Paramount is Right View, Wrong View is the most harmful state and Right View is the pre-eminent.’ Right View includes such things as understanding this law of kamma, the law of cause and effect, that if one does good one will get good results. And in terms of the general overview, the recognition that one good state will connect to other good states – that very recognition is also an aspect of Right View. Get to know this in the heart; don’t make it more complicated than that, because kamma is that which you do, so you have to make your view clear and simple enough to act out. Then cultivate what is nearest at hand and lead from your strong point, bearing the perspective of the Eightfold Path in mind.

With Right View, as one does good and acknowledges that action, the mind becomes more settled, and meditation is a lot easier. The process can be seen in terms of accessing and developing certain spiritual faculties: faith (saddha), energy (viriya), mindfulness (sati), concentration (samadhi) and wisdom (pañña). These are known as indriya – leaders – in the process of Awakening.

The beginning of any Path requires some sort of faith. So what is this? Whereas depression and despair mean that there’s no going forward – there are no results, you’re stuck – faith is the opposite: the sense of possibility and potential. All good states must arise from that and strengthen that. Any realizations or insights one has will deepen and strengthen one’s sense of faith.

At first faith is just an intuition: ‘There must be something better than this’; then it becomes: ‘There is a better than this,’ or, ‘Somebody does better than this,’ or, ‘There’s such a thing as a Buddha, or Dhamma,’ and then it’s: ‘I can do a little bit better than I did yesterday,’ and, ‘Yes there is, and I can.’ Then faith becomes confidence: ‘Yes, I have done better, I have steered away from a harmful habit, I’ve done it once, it can be done.’ And perhaps when one’s practice matures further it becomes conviction: ‘It can only be this way.’ Faith encompasses the awareness of potential, the confidence both in one’s ability and in the Path, and then the conviction that accompanies accomplishment. It is a graduated process.

In the Buddha’s teaching, you can begin with any one skilful quality and see how it ties in with all the others. I use faith because this is where we have to begin to practise, with some feeling that things aren’t right, and there must be something better. Then as the Buddha explained, perhaps one meets a teacher, or in our day-and-age one reads a book, and something sparks and kindles. Faith has arisen. Then faith naturally gives rise to an interest in applying oneself to the teachings. So one does, one applies effort. So faith conditions energy and the application of energy.

Energy that comes from faith opens and extends the heart: this is the energy associated with commitment and faith. Another primary mode of energy is that which establishes a specific focus and encourages investigation: this is the energy associated with mindfulness. These are key factors in the process of meditation, and they provide one with the strength and the inclination to investigate experience.

Mindfulness is the factor that takes up a reference point – such as body or feeling – then surveys it and refers to unbiased awareness: ‘What are you doing? What’s happening?’ That must come in, otherwise the effort and the energy don’t have a direction. Mindfulness is the foundation for concentration and wisdom; it prunes away what is irrelevant or distracting, and makes one more fully aware of what is relevant at any particular time. With mindfulness, we begin to get in touch with the reality of our minds and dispense with the regrets, doubts and confusion. These are all aspects of what meditation is about.

Samadhi is very often translated as concentration, but I find this to be an inadequate expression. Rather, it’s a mindful gathering of skilful qualities into the present that blends into something palpable. Samadhi is an established state of ease for the mind and heart to dwell upon. When the mind doesn’t have samadhi, it dwells upon a plane of reality where things are seen as distinctly different and going off in different directions; the mind can get very scattered. There is ‘tomorrow’ and ‘yesterday’, and ‘she’ and ‘him’, and ‘this’ and ‘that’, and things are going all over the place with different energies. If your mind gets hooked by that, everything you see and feel confirms the differences in things. The mind’s energy is geared to the realm in which some things are going quickly, some things are going slow, some things are out of gear altogether, so its energies are in conflict and turmoil.

The plane of samadhi emphasises the unity. For example a degree of samadhi occurs when one refers through mindfulness to what precisely is affecting the heart. This could be either a painful feeling, a neutral feeling, a pleasant feeling: a feeling associated with somebody leaving us, a feeling associated with receiving a gift, it can be a feeling associated with winning the World Cup or losing the World Cup, however instead of seeing ‘World Cup,’ ‘man, woman,’ ‘coming, going,’ you feel ‘pleasant feeling,’ ‘neutral feeling,’ ‘painful feeling.’ That’s a much more simplified reality than that in which the diversity of objects is accentuated. So in meditation we are dealing with just two or three ways in which experience manifests: a sensed or conceived object, a feeling and how we react to that.

What does it mean to feel something? It means there is a certain vibration; a certain resonance occurs. Now when mindfulness has established a preliminary level of samadhi, it can refer to the experience directly. The mind is in a state whereby its receptivity is finely attuned – rather like a spider’s web – and it vibrates when something strikes it. With mindfulness and samadhi, the emphasis is on just getting to that point of vibration, because the important thing to learn is not whether it’s a gnat or a bat or a raindrop, but whether there is aversion to it, or whether there is clarity or confusion around it. In this way mindfulness and samadhi present hindrances and joys as palpable experiences. This is a surer basis for wisdom than the many ideas and possible notions about the way out of suffering and stress.

Often in the practice of meditation the mind drops deeper into a calmer samadhi for a while but then it’s thrown out. What happened? If you don’t know what and where an obstacle is in practice, the mind loses its unity and becomes agitated. So inquire: ‘What was that about?’ and with mindfulness steer back to that point and review it. If the mind gets thrown out again, go back to a simple meditation object to calm and steady the mind, then review again and again, to really witness what threw it out. This is how mindfulness and samadhi work together. Then wisdom will arise into the momentary nature of mental stress and upheaval.

Sati and samadhi help the mind to hold onto itself. In samadhi the mind is experienced as a continuum of energy, which one can feel contract or pull out if any greed or aversion arises. But when you then investigate that greed or aversion or agitation and learn to calm or relax it, a whole personal scenario falls away. This is the process of pañña, wisdom. This wisdom is not the ability to juggle concepts, but the ability to discern the process of the mind clearly and know how to respond in order to end suffering and stress.

Wisdom deepens Right View to the understanding of the selfless nature of processes. That is, the heart can know a state as unskilful, but as just that: nothing but agitation, not a person, nothing special. And that any state is of the nature to drop away. When our problems are seen in this way, we see them more as things that affect us or that momentarily occur rather than something that we are. This gives rise to faith as self-respect, and facilitates the inquiry into the nature of the mind’s obstacles and suffering. In this way these five leaders support each other.

So mind-cultivation is not just a technique is it? It’s a process, and involves learning how to apply ourselves. It’s the skilful kamma of custodianship of faith, of mindfulness, of energy, of samadhi, of wisdom, within a changing mental realm.

Even when a hindrance like anger is flagrant, we can overlook it by focussing on the object of our anger and feeling certain that it is unfair, or horrible, rather than focus on the mental state itself. Again, often one doesn’t really know the quality of ill-will, restlessness and doubt as such: when there is a subtle resistance or a slight disdain, it’s easy to miss that and think, ‘He’s that kind of a person, isn’t he? We all know that.’ Then one can say, ‘Yes, that’s got an objective reality there,’ because it’s something we can all subscribe to. Whereas in the Buddha-Dhamma the teaching is: in whatever arises, what we have to be aware of is any quality of aversion or greed we may have for it.

One parable the Buddha gave was of the saw1. ‘Imagine bandits caught you at a cross-road and started sawing you apart with a big two-handed saw,’ said the Buddha. ‘If you experience any degree of ill-will then I don’t reckon you’ve really penetrated this teaching.’ We might think this is far-fetched – to not experience any kind of ill-will towards someone sawing us apart – but it’s only a parable for a start, and what it means is that no matter how justified one’s sense of aversion to something is, still the aversion to that is just making it worse. When bandits are sawing you apart, aversion to it doesn’t help. It is an unnecessary gloss on events and an increase in the suffering that one experiences.

In real-life circumstances our fear, aversion, or worry may have justifications that paralyse the mind from seeing the possibilities of a skilful action. I remember a bhikkhu telling me of a friend who was a doctor, a heart specialist. The doctor was out with his girlfriend, and she had a heart attack. He was so shocked that he couldn’t function properly and she died. So you can see that a hindrance is more than just a little personal blemish, it can be that which literally does hinder the mind from being endowed and actuating its fullest skills.

How many times do we find ourselves psychologically crippled by a hindrance? When we’re numb and shut down and there is something really bothering us, but we’re too angry to even talk about it? Then things continue to go along that way because we can’t get clear enough to even explain what’s going wrong. Sometimes it’s like that, isn’t it? Stress and depression can prevent us from asking for help. In ways like this, the hindrances stop us from doing the kind of thing that would bring us out of them; they can stop us from even trusting our fellow humans, so that we start to commit the spiritual suicide of destroying our faith.

Meditation practice happens in the context of this living process – of happiness, clarity, or their absence, of physical energies; and also of whatever life brings up for us. For a start, the body adapts to sitting in meditation over the years. Speaking personally, I find it easier to meditate now than I did twenty-three years ago; it gets easier to drop things. Then as some attachments drop away, there are realizations, new vistas and new challenges to be aware of.

Meditation is rather like learning to sit: on day one you can be told ‘This is how you sit, you sit in full lotus, and then bring your back up and relax your shoulders and so forth. That’s how to sit in meditation.’ So you do that, but it’s painful within seconds; you can’t even get your legs crossed. It may take a year or more to get the posture feeling comfortable and supportive. It’s the same with the mind: you can give it a teaching in a few sentences but the process described in that teaching might take five years. What you learn is to go with it, rather than setting time limits and agendas. For example, cultivating mindfulness of body entails doing it repeatedly and having faith in it. First of all having faith in just getting to your body, knowing what a hindrance feels like – not what you judge it as, but the constriction, the bondage, the pressure of a hindrance – then learning how to relax that bondage and release yourself. There’s a process to go through. When we say ‘focus on the breath’ what does it take to focus on an inhalation and an exhalation and stay with that? It’s rather like lowering yourself down a slippery rope without sliding to the bottom of it or falling off it; you have to learn to apply the right kinds of pressures so that you don’t get too tight and you don’t get too loose. It’s a maturation of know-how, not a competition.

And one can always learn from events. Recently the event for me that was most dramatic was of Ajahn Candasiri suddenly being carried out to an ambulance and whisked off to hospital. Someone tells me: ‘They came from the hospital to take her away,’ and the mind jumps. I think: ‘My goodness, what is happening?’ And then somebody says: ‘It was pains in the head, something wrong with the brain.’ And the mind goes: ‘Brain! That isn’t like a sprained wrist, this is serious!’ Then: ‘Who knows, maybe this is it, stroke, brain tumour, head fallen off – Ajahn Candasiri walking around with her head in a plastic bag for the rest of her life! What’s going on?’ ‘She could die!’ Then comes the thought: ‘What do you mean she could die, she will die. We all will die, what’s this ‘could?’ She’s got no choice, we’re all going to die. It’s just a matter of what day is it going to be.’ And the mind goes from the idea of ‘Ajahn Candasiri in pain,’ and the possibility – ‘she might die,’ to the realization that we are all on Death Row. She’s dead already in one way: the reality of her death is right there. It’s etched in stone.

So I have to look at that, and then my own death and then everybody’s death – and contemplate: ‘What actually is that about in my own mind?’ That is when I say the word ‘Candasiri,’ those four sounds evoke a picture, and then a mood. This is called sañña – perception – a mind object. The mood is one of warmth, trust, these kind of things; it’s not a mood I want to dispel. Whereas if you said ‘tarantula,’ or ‘Dracula,’ or ‘Microsoft Internet Explorer,’ the mood would be: ‘Oh no, get me out of here!’ But when you say the word ‘Candasiri’, that gives rise to a pleasant mood. And then ‘Candasiri dead,’ ‘Candasiri agony, pain, dead:’ there’s resistance to that. What one is actually dealing with is a perception. And when the perception is there of something that is known, familiar and reliable then I feel at ease; I feel there is a little bit of my world that is taken care of, and there is a pleasant mood. Then if it’s suddenly taken away there is a bit of that gone, and that’s the thing that hurts. Yet when the perception is known directly, it’s clearly not the same thing as the physical being, Candasiri, walking around, who probably has quite a different perception of herself than I do of her. Then some of you might think ‘She’s the nun who sits over there, and gives a talk now and then.’ Or her mother, ‘There was my daughter Katie who wasted her life when she could have married a banker and done all kinds of useful things.’ So those are all different things, aren’t they?

When we look here on the shrine, there is a picture which is of Venerable Anandamaitreya. There is this image of a bhikkhu, and there he is smiling at me, but he’s dead. And we look at him and he’s not dead, is he? It’s not a dead body. So we look and think: ‘Venerable ©nandamaitreya’, and then think ‘heap of dust’, which is what that body is now – so where’s Anandamaitreya? Then look at the photo of Candasiri on the shrine – ‘is she alive or dead now?’ And then, what about the bhikkhu sitting next to me here? Who’s that? When the mind is settled we recognize that that’s a Karuniko perception, endowed with fondness and familiarity. The mind feels good, feels happy with that perception. Then take it away, and something is lost. So we can begin to recognize that we’re looking at something that is part of what we are. If we’d never known Candasiri, never heard of her, there’d be nothing missing would there? But now there is the possibility to welcome or to be irritated by etc. etc., and then to lose; all that becomes possible. That’s nothing to do with this human being walking around on the planet, that’s to do with what the mind has taken in.

So I consider: ‘What now can I do that is skilful toward this person?’ Since I’m not a doctor, the perception in the mind is the thing to work on. Even more than kindness, the fundamental quality to give it is faith: not to hold or to worry, not to create unskilful mind states around that person, but to try instead to engender the mind state of faith – ‘You’ve done well; you’ve done many good deeds; you’ve accumulated good kamma, there will always be something better for you.’ Then one feels uplifted. One isn’t shutting oneself off from the issue, one is actually blessing and enriching the perceptions of that person with something that lifts one’s own heart: ‘You’re someone who does well, good states have arisen, there are good results.’

Incidents like these, which are, on an ordinary level of reality, saddening, upsetting or disappointing, can actually strengthen our faith and strengthen our view, our Right View. When we can acknowledge that we’re all dead, we’re all on the terminal ward, it gives us the chance to say: ‘We’ve done well, we’re doing well, there will be further goodness for us.’ Whereas whenever we attach to the idea on an emotional level of people being permanent, there’s the assumption that the perception we have of them in the present will persist into the future. And because of that we either take them for granted, or are anxious, or disappointed if they do not continue to support our perception of them. We’re not actually feeling grateful for them. It’s not, ‘Oh, Karuniko you’re still here! Wonderful!’ It’s ‘Here he is again, so what?’ and then we can ignore him or even think of things he didn’t do in accordance with our own opinions.

When we acknowledge the fragility of it all, there’s a sense of enjoyment in life – we’re living a miracle. And because of that, what can we do? We can only be good, we can only engender faith, we can only engender trust because there’s nothing else that’s reliable. The whole of the conditioned world is a tissue of perceptions and moods and memories, shuffled together to produce some sort of reality. We take it as solid, but it can be blown apart with a flicker of the mind.

So what is solid? Faith is solid. Mindfulness is solid. Energy is solid. Samadhi is solid. Pañña is solid. These are things to rest the mind upon. Not as a way of avoiding daily life issues, but as the core of what sustains life as a conscious human being. The rest of it we just get good luck with for a while. So we shouldn’t take that good luck for granted, or complain about the bits and pieces where it’s not perfect, but know where the core of reality is. Things such as painful feeling, pleasant feeling, neutral feeling – these are really not the issue, it’s how much we stick and get stuck to feeling. How much we need feeling. Even on the level of needing feeling, there is a way of feeling that is most secure, which is the feeling of joy in the Dhamma. This is our birthright. No pain, sickness, or death can take that away.

This Dhamma, then, is to be cultivated. And we cultivate by any good quality that’s nearby – any good quality that we’re intimate with. We can recognize it, rejoice in it, and then assimilate it, and then see how it connects to other good qualities. Then we experience that sense of the completeness, of the wheel of the Dhamma that leads us onwards.

 

1: Majjhima Nikaya; 21

CONTENTS

 

 

 

Breathing into the Dhamma

 

 

Bhikkhus, when mindfulness of breathing is developed and cultivated, it is of great fruit and great benefit... it fulfils the four foundations of mindfulness... developed and cultivated, they fulfil the seven factors of enlightenment... developed and cultivated, the seven factors of enlightenment fulfil true knowledge and deliverance.

 

Majjhima Nikaya 118,15

 

 

 

Breathing into the Dhamma

 

 

 

Mindfulness of breathing (anapanasati) is a thread of practice that connects us to the wisdom of the Buddha. It is an exercise of focussing that deals with our experience of life in terms of a very simple and immediate process, that of breathing in and out. Within the experience of breathing – and the contemplative structures that gather us into it – we can be aware of sensations, feelings, physical presence and what the mind makes out of them. These are the basis of our living experience. Profound changes in our response and relationship to life come around through cultivating anapanasati: it both makes us more fully aware of the stuff of experience and also enhances the awareness that receives this sensory and psychological material. Mindfulness, investigation, energy, joy, calm, concentration, equanimity: essentially the factors that are aroused in the exercise of anapanasati are the most precious treasures that any human being can bring forth.

 

The Buddha’s guidance on living can be seen as a progressive deepening of non-attachment or viveka. Viveka can mean both non-attachment and discernment. It’s a stepping-back that offers the perspective to see things clearly, and comes from a fullness in which the aware heart doesn’t need to hold onto things. Viveka can be progressively cultivated in three modes: kaya-viveka, citta-viveka and upadhi-viveka. Kaya-viveka is concerned with liberation in terms of body – feeling physically bright and at ease. Citta-viveka is concerned with the liberation of the mind from negative afflicted states, and upadhi-viveka is the complete liberation from that which we normally experience the mind to be. So although we may imagine that non-attachment is a passive state, the great discovery of meditation is that non-attachment is the channel for spiritual vitality.

 

Liberation in terms of body begins with being able to bring one’s attention fully into the body. Many people find being with their body difficult because there are so many resultant effects (vipaka) from involvement in situations of over-excitement, competition or interpersonal conflict. The result of the stress and shock that can accompany daily life can leave defensive patterns, tension and blocks in the way the body is held. When one is not guarded by virtue and mindfulness, anger and grief easily have traumatic effects on the mind and the body: they become numb or dull, or subject to stormy moods and energies.

 

So breath meditation begins with body-work, moving attention into the body. Finding and sustaining a good bodily posture is the key to tapping into and circulating the subtle body energy that brings around physical well-being. In sitting meditation, the balance of the body should be maintained by the full extension of the breath: so the breath has to be allowed to move through the chest and abdomen freely. This means the abdomen needs to be upright and ‘open,’ rather than folded in or slack. The posture muscles in the abdominal region and the sides do the work of supporting the upper body. The small of the back is curved slightly in and, with the natural curvature of the spine properly established, there is no strain in the back. The spine supports itself: this includes the neck which should be upright rather than pulled forward by the drooping head. The shoulders should rest back so that the chest is open. This buoyant uprightness allows the breath to be full and uncramped, and so it can be clearly experienced. Without this bodily balance, meditation comes from the head and the breathing may be unconsciously cramped with a sense of stress, dullness or force about it. If the posture is correct, then the breath is something that just happens. You receive it; and the experience of breathing feels relaxed. It is not something that you do, it is something that happens through you, into you.

 

Such a base of physical well-being allows the mind’s attention to fix on and explore the experience of breathing. This fixing is called vitakka; it ‘defines’ the mind’s object. Once the mind has a distinct object, vicara comes in. Vicara means sensitizing to and exploring that mind-object. So one process directs attention towards the breath, and the other picks it up: ‘What does it feel like?’ These two work together. The object and the way of handling it don’t have to be very refined at this stage: you can establish vitakka-vicara with a thought, like ‘Where is the breath?’ and then ‘What does it feel like?’ – without a tremendously intense effort. Questions, rather than commands, are more helpful in terms of sustaining the training.

 

With these two aspects of attention, the mind goes to the sensations of breathing for a moment or two and then listens to them. If the effort to fix and hold is not balanced with picking-up, listening, and receiving the breath you become numb and dull, or we get forceful. A forceful activity of the mind brings up aggressive energies of frustration; trying to hold, grasp, or know something can make the mind quite grumpy after a while. So holding has to be balanced out with receptivity, even though this may not immediately result in a feeling of sharp one-pointedness. That comes around slowly. It’s like growing anything, first one needs to establish the right conditions before growth can happen. So if the mind drifts: ‘No problem: where is the breath now?’ Give firm direction rather than negativity. Make meditation something that is manageable without a supreme effort of the will. Attune to the rhythm of the breath, noticing its different tones, rather than try to hold a small point at first. If we do that, then the practice will cultivate itself: the mind will calm down and be able to acquire greater dexterity in terms of focus.

 

If the body experiences physical tension, pain, or physical tightness, we can use the breath to lighten it. When the mind fully attends, the sensations and feelings that it receives can be experienced in themselves and brought to one point. Breathing has a subtle flowing sensation it and the feelings that arise around breathing can be put on top of any restrictive or numb physical sensation. In putting those two together we begin to handle feeling rather than be held by it: the calm pleasant feeling can undo the old afflictive feelings. It’s rather like a massage in the mind. A pleasant bodily state is reached.

 

But to arrive at this, we need to stay attentive: right through the quietening down of each breath and the pauses between one exhalation and an inhalation. What does the mind do there? Notice in the fading and the spaces in the breathing, how the mind often just jumps off into something else. We can react by tensing up in the effort to hold the breath, but it’s better to simply let go of the tension and re-establish attention on the breathing sensation in the present. Actually in this training we are not trying to hold the breath, because there is no breath. There is breathing, which is an experience of continually changing sensations. How can we hold something that changes so much: now fading, now like empty space? So we don’t hold it as a fixed thing. Instead, if we learn to sustain receptivity and exploration, the factors of mindfulness, investigation and energy start to blossom.

 

We train ourselves to be with a full inhalation and a full exhalation, rather than just in snatches. Consider that as a rhythm for living. One can start something, get the idea for it and then see it all the way through, rather than start off with the inspiration, then get fed up half way through and chuck it in. So the process of attention on breathing is the situation for holding and perseverance: in terms of attitude and focus. If one learns to stay right through something, to do things in a complete way, then energy and inspiration are balanced with mindfulness and equanimity.

 

With the exploring aspect of vicara, one can also be mindful of the quality of effort and its result: ‘How is the mind being affected – does it feel tight or loose; what are the energies like?’ The pattern of cause and effect becomes apparent.

 

In establishing a balanced awareness of breath, we extend attention over the span of a complete inhalation and an exhalation, from the sensations in the lower abdomen to those in the upper chest. Let it extend as far as possible – there are subtle effects that can be discerned even in the arms and legs. This is breathing in and out ‘long.’ Then as the breath calms and becomes gentler, its span shortens, and there is breathing in and out ‘short.’ The mental mood will become more tranquil, and we realize a sense of peacefulness and effortlessness: the mind begins to shake off its impulsiveness and the body is supported through breathing. With mindfulness of the breathing body there is no need to force the body upright; the breath holds it and balances it, and the mind realizes it can let the body be.

 

A mind that is relaxed but attentive in this way allows the flow of subtle body energy, and the mental and bodily energies begin to blend and merge. There is a buoyancy, a non-positional quality – the mind feels ‘with’ the body. This is the essence of kaya-viveka. The mind’s relationship with the body may have been one of ‘me’ and ‘it,’ but when there is viveka in terms of bodily life this sense of ‘me and it’ in terms of body disappears.

 

Kaya-viveka bears fruit as bodily ease: we can feel uplifted by the experience of one breath moving through the body. If we are collected, if we are nourished in this way, then there are things that we simply don’t need any more. We don’t need to take drink or drugs because we feel fine in ourselves. So the precepts become a natural expression of kaya-viveka. Also, we don’t need to be doing lots of things because there is a contentment within the body’s sphere. We become content with simple things. Walking has a kind of beauty to it as does standing, sitting, lying down, stretching, or doing whatever else one does with a body. There is the increased capacity to appreciate nature, or just to sit quietly. There is contentment in being with this bodily life.

 

As this process of anapanasati gets underway, we don’t have to put so much directive effort into it; we don’t have to think. There’s no need to keep priming the mind because it is naturally more interested. However, as the directed effort of the meditation relaxes a little, the attention may feel too loose. The breath will have calmed down and although it is full, it becomes more subtle. At that juncture, turning towards one point increases the clarity and stability. Which point? You may find a point in the nostrils, the chest or the abdomen: but what I recommend is to focus on the perception of the body that is based upon energy and sensation rather than anatomy. When the breathing has calmed and the mind gathered into breathing ‘short,’ the sensed perception of the breathing body is one of suffusion flow, rather than a fixed lump. We can feel how the breath conditions and calms the body; and as it refreshes and relaxes the body, the mind is attracted to that brighter perception. This ‘breath-body’ (kayasankhara) is more subtle and sensitive than the ‘flesh body,’ the experienced boundaries of the body are softer. Attending to the ‘breath-body’ will bring both energy and calm to the mind. So it’s important to let go of the anatomical perception when the mind no longer needs it and becomes more settled and malleable. Then attention doesn’t have to following the movement of a breath through the flesh body; it can stay one-pointed on the arising of the breath-sensation in awareness in the present moment.

 

In this stage, keep going into the perception of breathing. This may be of something light or flowing, something that is not corporeal. There is a certain resistance to that, because of attachment to the old sense of the body, which allows for emotional and psychological commentary. One may feel uncertain and waver. That emotional wavering can be stabilised by bringing attention to the subtle energy flow within the breathing. This is experienced as a kind of tingling that arises as you feel the breath-body distending and contracting, arising with but separate from the normal physical sensation of breathing. When attended to, this absorbs the tendency to waver or get excited. Then the mind can be allowed to go into that suffusion and, through extending it throughout the entire field of awareness that is settled in the body, calm the breath-body. Things become very pleasant.

 

The subsequent stage in anapanasati works with mental feelings. Some meditators find that the mind gets very blissful and bubbly, and their attention goes into that pleasant feeling. Having this fine feeling is helpful as it counteracts the pull of sense-desire, and allays any negative states. The mind becomes bright. This is helpful when it allows us to get closer to the aware core of the mind (citta)*.

 

The citta is conditioned – affected, attracted, repelled – by feeling and perception. So the cultivation of pleasant bodily feeling through the practice of anapanasati attracts the citta. This attraction, together with the feelings, gives rise to well-being in terms of joy or rapture (piti), and ease (sukha). Rapture, although it is a state of well-being, is more excited; the factor of ease is enhanced by contemplating the slightly disturbing surging and waving nature of rapture. If this is experienced, the awareness will tend to go to the cooler and steadier feeling.

 

Mental feelings give rise to a particular perception or mood or state of consciousness. Sometimes there is the perception of being very light, or spacious, or very small and contracted. People may see refined images of light in their mind’s eye. These can be steadied through calming the attracted ‘pull’ of the citta, until it lets the perceptions and feelings associated with the breath change and pass. When the mind doesn’t follow feelings, the mood becomes dispassionate and equanimous. Experience can be contemplated as ephemeral – that insight brings around a cooling of the mind’s activity. The citta more fully attunes to the ‘knowing.’

 

As absorption deepens, the strongest forms of the hindrances – sense desire, wavering and aversion – die down because they are only really irritations, based on feeling. Their chief support is mental proliferation – psychological or emotional hunger. Why does the mind fantasize about something we want? It’s because even creating a mental image of something desirable creates a pleasant mental feeling. Or, we could feel angry and irritable about something that happened ten years ago and still get energy out of that. In such cases, we are not really dealing with external objects; the mind is hungry for perceptions and feelings. Everything that comes to us comes through the medium of the mind’s perceptions and feelings; this is why we have to learn to handle them: how to cultivate the skilful ones and put aside the unskilful ones.

 

Even within the meditation, hindrances can attack: say the mind gets calm or rapturous and the intention (cetana) ‘pulls’ – the citta gets greedy for more. Or there is perhaps a tension caused by holding the feeling or the state. This eventually leads to irritation or dullness. So, in itself, feeling doesn’t lead to peace, and the joyfulness and ease that can arise through focussing and calming the mind is called a lesser, not a complete, deliverance. In terms of feeling, we are just moving into a particular corner of its realm: what really counts is whether one has developed mindfulness, investigation and the rest. The ‘pull’ of the citta has to be tamed.

 

Because of the power of this pull, many teachers recommend that we add complimentary meditations to check and balance perception and feeling. Then we can learn about perception and feeling. What is used depends on the hindrance. The mind that is greedy lacks discrimination, it tends to blur. For example, when there is powerful sense-desire it loses the ability to be discerning. We can just wolf down food, shovelling it in without really recognising when we have had enough, or even being able to know that. The mind can be ablaze with a particular sense experience, and unable to reflect. Such a mind can give rise to a very pleasant but unbeneficial feeling, for a while. It needs to be counteracted with an unpleasant but beneficial feeling – such as that which arises when we consider the state that food gets into within minutes of entering our bodies. So meditation on unattractive perceptions associated with food and bodies is a useful accessory to other practices.

 

A mind that is negative tends to be highly discerning to the point of being very critical and having a low tolerance. Things have to be exactly like this, and not like that; we want this but not that. We can get very irritable – because things don’t always work within the particular definitions that the critical mind brings up. With this mind, we have to be with things that are more flowing and light, loving and formless; these bring up pleasant and beneficial feelings. We can experience the pleasantness of activity, of feeling we are doing what is worthy and suitable. If we reflect upon being in good company, with people we can trust, those perceptions also give rise to a pleasant mental feeling. If we cultivate and meditate on loving-kindness, the heart will grow bright. These are feelings that should be encouraged because they support the practice, they don’t detract from it.

 

In daily life, notice the particular moods that physical and mental feelings give rise to about yourself; the ideas that they bring up; and how the mind is conditioned by feeling or by its reactions to feelings. When we feel tired, that gets translated into negative attitudes, doesn’t it? That particular quality of feeling may create a mental perception of being oppressed, having to put up with something, and then a reaction to that. So the mind creates negative thoughts. If we are wet and cold and tired and hungry, the mood can easily arise, ‘I’m fed-up with this. I hate this. I’m oppressed!’ Then we start to project all kinds of negative thoughts, and then fight with them. Feeling has created a world for us.

 

So in practice we learn to let our emotions come and go – not to push them away or reject them, but to recognize that we feel strongly about this, or fed-up with that, and to observe; to notice how all this is conditioned. Proper action will naturally come from that discernment.

 

The aim of living in the Dhamma is to watch what the stuff of life does. Once we’ve really seen into it, we no longer take issue with the events. Instead, we learn how an idea or a feeling gets translated into an internal activity where it churns over in the mind – how a world, and a self, and a reality get created out of a notion. But this is the citta being conditioned, and we can change that conditioning. We can calm it with perceptions that calm. We can brighten it, soothe it, and stabilize it, but that’s as far as it goes in that calming (samatha) sense of the practice.

 

Then there is the cultivation of deeper wisdom in meditation. This practice is one of always ‘onlooking’ (vipassana) into the conditioning that supports processes, asking what they are. By onlooking we begin to realize how feelings and perceptions trap us when we let them create ideas about ourself.

 

We can recognize: there is the feeling; there is the movement towards it. In monastic life, we can do this with alms food in the bowl. We try to see the food as a meditation sign: ‘that’s beans, that’s rice, that’s fruit.’ When the mind registers it in that way we think ‘Oh, that’s nice!’ With the feeling and perception of hunger, the perception of food in the mind creates mental excitement, anticipation of pleasure, and a strong pull towards that expected pleasure. The aim of renunciation is to help us to see how perceptions and feeling arise and condition impulses. In a monastery, if someone says, ‘We’ll have some ice-cream today,’ some people would get a kind of high. However, if you went down to the Stock Exchange and said, ‘We’ll have some ice-cream today,’ it wouldn’t mean anything. But if you were to say, ‘Shares in an ice-cream company have risen by ten percent,’ people would be excited in a stock exchange – but disinterested in a monastery! The significant difference is that in a monastery, you would learn citta-viveka and progressively step back from the impulse to grasp the pleasant perception and feeling. Citta-viveka is even more easeful and uplifting than kaya-viveka. The mind can stand up for itself, and is content with itself.

 

So we transcend feeling not by cutting it out but by acknowledging, and working with it until we know it as ephemeral. As in daily life, so with the breath. Pleasant or unpleasant feeling doesn’t have to give rise to the activity of excitement or the sense of being oppressed when it is just seen as a feeling. The citta becomes independent from the feeling. It doesn’t create a ‘world’ out of perception and feeling. This is citta-viveka. The mind is radiant, not worried about the future or dreading the past, or hung up about things. We can live in any old place; any food is all right; we can wear any old cloth; whatever, we feel good.

 

In the third stage of anapanasati we have the opportunity to fully know the mind; to arouse it, gladden it and to focus on it so that there is the freeing of the mind from its psychology. This is something that is not easily done, but it can be done through the practice of meditation and through the self-discipline that the Buddha taught. These two conjoined highlight attachments that flare up as hindrances when we don’t follow them. All kinds of crazy moods and powerful emotions may come battling through the mind. They are too strong to be dispelled by reason or good intentions alone. This is why we are encouraged to develop viveka in terms of the actual energies of body, feeling and mind. Anapanasati gives us a pragmatic hold on ‘letting go.’

 

In contemplating citta – this ‘knowing’ – it is useful to consider the way in which the Buddha expressed it. His instruction was to contemplate the citta with greed, as the citta affected by greed; and the citta with fear as the citta affected by fear. This particular expression is a clue, indicating that what we take the mind to be is not really the true mind – that the mind is not actually fear, or fascination or aversion; it is not its psychological habits. It’s not any of these but it is habitually conjoined with them, and this conjoining can be relaxed. Just as we can experience bodily contentment by liberating the body from the moods and perceptions of the mind, we can also liberate the mind from our normal, ‘held’ way of experiencing it, where it is the frantic ‘doer,’ or the opinionated ‘watcher,’ or the self-important ‘meditator.’

 

‘I feel sad,’ ‘I feel fed-up’ – but what is the ‘I?’ The aim of anapanasati is to use a calm and penetrating focus to know the mind. We say, ‘I feel fed-up,’ but a contemplative will also attend, not to ‘Why I feel fed up,’ but ‘What is it that is fed up?’ What does that rest upon? It rests upon a perception, or a memory, or a notion doesn’t it? The notion is not really the mind; the mind can witness a memory; and a perception changes. We return to the ‘knowingness’ of mind. Hence, in anapanasati, train to discern the ‘knowing’ of the breathing.

 

This state of reflectiveness is subtle, but it’s easy to fake it philosophically. ‘It’s just a feeling – just a thought.’ ‘It’s just the way the world is.’ We can get into a state of stoicism, indifference or mild contempt. In fact this state still takes a position – one allied to estrangement or dissociation. The citta is conjoined with its own position and its own importance. It has a sense of being something: ‘I am not the feeling, I am not the thought, I am other than that, I am watching this going on.’ So it is important to really check this out in the experience of anapanasati. There will not be that fullness of mind with this attitude; and one can recognize the awareness resisting rather than relinquishing feelings.

 

If there is adequate mindfulness and samadhi it then becomes possible to inflect in terms of gladdening and steadying the knowing. This happens in an intuitive and even devotional way. Within the context of breathing, you feel out how the mind is, whether it’s stressful, agitated, or wavering, and incline towards the knowing of the experience. The ‘intent’ of the citta uplifts. Then as awareness is furthered, it holds on to the purpose of the practice, and contemplates the mental realm. This gives rise to wisdom: understanding the ephemeral nature of experience and the stopping of instinctive drives.

 

This is expressed in the fourth stage of anapanasati: contemplating impermanence, contemplating dispassion, contemplating cessation, contemplating abandonment. Impermanence (anicca) refers to the ephemeral, relative nature of things. Things neither exist nor don’t exist, they have a virtual existence: relative, not absolutely so, uncertain. If you say ‘I’m a man,’ that’s obviously anicca as I have been a boy, and then a youth and then a man. It is also anicca in that it is only relative. It only pertains to certain particular traits and characteristics when they are compared to the female. And men also have other, non-gender, features: the breath is not male breath, happiness is not male happiness, warmth is not male warmth. So the experience of anicca is not positional. All we can say is that whatever arises, whatever the mind is concerned with being, it is not absolutely so. We can’t say that we’re a part of things neither can we say that we’re independent from things, nor a combination of both; but we can know that when things have a relative existence, they don’t arouse conviction and passion anymore.

 

We can contemplate everything in this way: our body, our breath, our opinions, our happiness; so then happiness is not happiness but it’s not unhappiness, it’s relatively so. If we don’t see happiness as relative then we always swing between happiness and unhappiness; but when we see it is only relative, it doesn’t intoxicate us any more. We can feel contented and happy with ourselves and we can recognize the extreme pain and anguish that people go through. We can see the happiness of feeling that we are achieving something and yet see the enormous things that are not achieved and the failures and unhappinesses of life. It is like that.

 

We can see that the mind is free in some respects, but as long as there is attachment to that freedom, it is not free. Even freedom in terms of the absence of hindrances is a relative statement: as long as one holds a state, there is attachment and the hindrances return. So there comes a dispassion or coolness in making any statement about the mind at all. ‘Are you enlightened?’ ‘Are you not enlight-ened?’ To answer these in terms of self falls short of the Truth.

 

And because of that, consciousness – the discriminative, defining process – turns back. It comes to a stand-still, it doesn’t create a self. No particular image, not a perception, not even a mood of wondering what we are arises in the mind. That way of referring to things ceases and there is the quality of abandonment, of letting-go into the moment.

 

This is the essence of upadhi-viveka: the detachment from rebirth, the discernment, the clear understanding of what birth is about – what taking up a position or making any personal statement or even personal impression is about. And whenever we realize that, we can stop holding experience; the data drop away into silence.

 

The whole training of our life is learning to listen, to feel things out, to begin to question our assumptions, our self-positions, our ‘me’ and ‘thems,’ our designations of what we are as individuals, the hardness of our relationships with one another, our sense of indifference to the world of creatures and our obsessions in relation to the world of materials. We are in a process of changing our relationship to one that is in true alignment. ‘What is suitable now?’ ‘What is the right way now, with this person, at this time?’ and so on. That’s the essence of the training, so that the citta can be found, released and activated in terms of wisdom.

 

In Zen, the ox-herding images are emblematic of the Path. The person is searching for the ox, and sees it’s tracks. He is like a person looking for the mind, trying to realize an enlightened mind. He searches for the ox, finds it, and struggles with it. He traps it, tames it, and rides away serenely on it. This is like the person who finds kaya-viveka, the sense of buoyancy. And then the purification of the mind: the ox becomes docile and the rider lets the ox free. The mind is free and light. And then there is a picture which is just an empty space, like a circle with nothing in it. No ox, no rider: liberation from mind. The final picture is called going back to the market place with helping hands – it depicts a simple-looking man with a big beam on his face wandering into the market place to do whatever needs to be done.

 

Abandonment and compassion have met. This, as I understand it, is the main thread of the Buddha’s teaching.

 

 

a

 

 

 

 

CONTENTS